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Audit Manager Financial Crime Compliance

  • By Paulina Motowidlo
  • 24 January 2023
  • 129 Views

Our client is one of the world’s largest banking and financial services organisations. Their global businesses serve more than 40 million customers worldwide through a network that covers 64 countries and territories.

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Our client’s purpose – Opening up a world of opportunity – explains why they exist. They’re here to use their unique expertise, capabilities, breadth, and perspectives to open new kinds of opportunity for more than 40 million customers. They’re bringing together the people, ideas, and capital that nurture progress and growth, helping to create a better world – for their customers, their people, their investors, their communities, and the planet we all share.

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As a Senior Auditor, you will be responsible for general audit activities across the Group as part of the Global Internal Audit (GIA) team. You will provide independent, objective assurance over the Group’s internal control framework and assists business line management by bringing a detailed, disciplined approach to the evaluation and improvement of the effectiveness of risk management, control, and governance processes. Coordinates monitoring and continual assessment of strategic, credit, operational and other risks from business activities. Assist in the preparation and delivery of written evaluations and recommendations to management. Ensures external audit or regulatory criticisms of assigned businesses are corrected.

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Responsibilities

  • Responsible for general audit activities for assigned segments across the GIA team.
  • Confirms compliance monitoring and internal controls are in place, including processes for management of operational risk, in accordance with Company and regulatory standards.
  • Executing financial crime audit examinations of the Lines of Business (LoBs) and functions and provide subject matter expertise in support of various business, operational and project audits.
  • Identifies audit process improvements to increase productivity, efficiency, and contribution to economic profit without impacting effectiveness.
  • Manages portions of the audit process, to include identifying and evaluating risk and assessing the adequacy, effectiveness and compliance of internal controls utilized to contain risks. Communicate significant issues to senior management and make appropriate recommendations.
  • Validates issues and creates supporting documentation.
  • Assist in the design and execution of the audit scope for assigned segments and recommends related overall audit plan coverage. Adopting data analytics and other new audit tools & techniques to improve productivity, efficiency, and the effectiveness of audits
  • Maintains current knowledge of business, organizational, audit and technological changes as well as pertinent internal and regulatory policy and procedural requirements to ensure audit integrity, process innovation and service quality.
  • Ensures value-added audit work is completed in accordance with Audit Instruction Manual (AIM) requirements

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Requirements

  • Proven and progressive business audit, and/or accounting experience or equivalent., specifically in financial crime compliance, assurance, or investigation fields (minimum 3 to 5 years).
  • Minimum of a bachelor’s degree in business, accounting, finance, related field, or equivalent experience; professional certification (CPA, CA, or CIA) preferred.
  • Strong communications, analytical, problem-solving, organizational, lateral thinking, and interpersonal skills.
  • In depth understanding of the business, risks, and related controls within areas of responsibility.
  • Solid understanding of the roles of first, second and third lines of defense.
  • Strong working knowledge in the design and use of data analytics in assurance testing is an advantage
  • Ability to exercise discretion, work independently within broad guidelines, tactfully handle sensitive and confidential data and complete assignments timely
  • Strong analytical skills and experience of using relevant software packages such as Python, SAS, SQL, VBA, and Excel; as well as proficiency in visualization tools such as QlikView and Tableau is an advantage
  • Prior experience working in Financial Services, specifically within the compliance domain (Financial Crime/Regulatory Compliance).
  • Experience working in an audit or assurance role, e.g., Internal / External Auditor, Risk Steward, Control Officer.
  • Having role relevant qualifications, e.g., Certified Anti-Money Laundering Specialist (ACAMS), is preferred but not essential.
  • Ability to travel

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Note: Prepare your CV in English (PDF), fill in the form and apply! 🙂

Please include in your CV the following clause necessary for the recruitment process:

“I agree to the processing of personal data that I have made available voluntarily in the recruitment process by the Administrator of personal data, i.e. Dotcommunity Spółka z ograniczoną odpowiedzialnością [Ltd.] based in Cracow, 15 Żabiniec Street, 31-215 Cracow, registered in Poland, the Cracow’s District Court – Śródmieście, XI Commercial Division of the National Court Register under number 0000468484, VAT number: 9452174499, (“Dotcommunity”) in order to carry out the recruitment process for the Audit Manager Financial Crime Compliance position on the basis of Art.6 item 1a of the Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation)”

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    Dotcommunity jest zarejestrowana w Rejestrze agencji zatrudnienia (KRAZ) pod numerem 9904.